Stephen Hicks, Ph.D.

Philosopher

Kant on collectivism and war [EP]

[This excerpt is from Chapter 4 of Explaining Postmodernism: Skepticism and Socialism from Rousseau to Foucault]

Kant on collectivism and war

Of the major figures in German philosophy in the modern era, Kant is perhaps the one most influenced by Enlightenment social thought.

There is a clear intellectual connection between Rousseau and Kant. Biographers often repeat Heinrich Heine’s anecdote about how Kant always took his afternoon walk at a set time, a time so regular that neighbors could set their clocks by his appearance—except on one occasion he was late for his walk because he had been so caught up in reading Rousseau’s Emile that he lost track of time. rousseau-jj-50x60Kant had been raised as a Pietist, a version of Lutheranism that emphasized simplicity and eschewed external decoration. Kant therefore had no pictures or paintings hanging anywhere on the walls of his house—with one exception: over his desk in his study hung a picture of Rousseau.[37] Wrote Kant, “I learned to honor mankind from reading Rousseau.”[38]

Neo-Enlightenment thinkers attack Kant for two things: his skeptical and subjectivist epistemology and his ethic of selfless duty. Kant’s account of reason divorces it from cognitive contact with reality, thus destroying knowledge; and his account of ethics divorces morality from happiness, thus destroying the purpose of life. As discussed in Chapter Two, Kant’s powerful arguments were a mighty blow to the Enlightenment.

Politically, however, Kant is sometimes considered to be a liberal, and in the context of eighteenth-century Prussia there is some truth to that. In the context of Enlightenment liberalism, however, Kant diverged from liberalism in two major respects: his collectivism and his advocacy of war as a means to collectivist ends.

In a 1784 essay, “Idea for a Universal History With Cosmopolitan Intent,” Kant asserted that there is a necessary destiny for the human species. Nature has a plan. It is, however, “a hidden plan of nature,”[39] and as such it is one that requires special discernment by philosophers. That destiny is the full development of all of man’s natural capacities, especially man’s reason.[40]

By “man” here, Kant did not mean the individual. Nature’s goal is a collectivist one: the development of the species. Man’s capacities, Kant explained, are “to be completely developed only in the species, not in the individual.”[41] The individual is merely fodder for nature’s goal, as Kant put it in his “Review of Herder”: “nature allows us to see nothing else than that it abandons individuals to complete destruction and only maintains the type.”[4] And again, in his 1786 “Speculative Beginning of Human History,” Kant argued that the “path that for the species leads to progress from the worse to the better does not do so for the individual.”[43] The development of the individual is in conflict with the development of the species, and only the development of the species counts.

But it is also not the case that the species’ development is about happiness or fulfillment. “Nature is utterly unconcerned that man live well.”[44] The individual and even all existing individuals collectively now living are merely a stage in a process, and their suffering is of no account in the light of nature’s ultimate end. In fact, Kant argued, man should suffer, and deservedly so. Man is a sinful creature, a creature that is inclined to follow its own desires and not the demands of duty. Echoing Rousseau, Kant blamed mankind for having chosen to use reason when our instincts could have served us perfectly well.[45] And now that reason has awakened it has combined with self-interest to pursue all sorts of unnecessary and depraved desires. Thus the source of our vaunted freedom, Kant wrote, is also our original sin: “the history of freedom begins with badness, for it is man’s work.”[46]

kant_50x64Accordingly, Kant admonished us, “we are a long way from being able to regard ourselves as moral.”[47] Man is a creature made of “warped wood.”[48] Powerful forces are therefore needed in order to attempt to straighten our warped natures.

One of those forces is morality, a morality of strict and uncompromising duty that opposes man’s animal inclinations. A moral life is one that no rational person would “wish that it should be longer than it actually is,”[49] but one has a duty to live and develop oneself[50] and thereby the species. Inculcating this morality in man is one of nature’s forces.

Another force to straighten the warped wood is political. Man is “an animal that, if he lives among other members of his species, has need of a master.” And that is because “his selfish animal propensities induce him to except himself from [moral rules] wherever he can.” Kant then introduced his version of Rousseau’s general will. Politically, man “thus requires a master who will break his self-will and force him to obey a universally valid will.”[51]

However, strict duty and political masters are not enough. Nature has devised an additional strategy for bringing the species man to higher development. That strategy is war. As Kant wrote in his “Idea for a Universal History”: “The means that nature uses to bring about the development of all of man’s capacities is the antagonism among them in society.”[52] Thus, conflict, antagonism, and war are good. They destroy many lives, but they are nature’s way of bringing forth the higher development of man’s capacities. “At the stage of culture at which the human race still stands,” Kant stated bluntly in “Speculative Beginning,” “war is an indispensable means for bringing it to a still higher stage.”[53] Peace would be a moral disaster, so we are duty-bound not to shrink from war.[54]

Out of this self-sacrifice of individuals and the war of nations, Kant hoped, the species would become fully developed, and an international and cosmopolitan federation of states would live peacefully and harmoniously, making possible within themselves the complete moral development of their members.[55] Then, as Kant concluded in a 1794 essay entitled “The End of All Things,” men would finally be in a position to prepare themselves for the day of “judgment of forgiveness or damnation by the judge of the world.”[56] This is the hidden plan of nature; it is destined to happen; so we know what we have to look forward to.

References

[37] Höffe 1994, 17.

[38] Quoted in Beiser 1992, 43.

[39] Kant 1784/1983, 27/36.

[40] Kant 1784/1983, 18/30 and 27/36.

[41] Kant 1784/1983, 18/30.

[42] Kant 1785/1963, 53/37.

[43] Kant 1786/1983, 115/53.

[44] Kant 1784/1983, 20/31.

[45] Kant 1786/1983, 111/50.

[46] Kant 1786/1983, 115/54.

[47] Kant 1784/1983, 26/36.

[48] Kant 1784/1983, 23/33.

[49] Kant 1786/1983, 122/58.

[50] Kant 1785/1964, 398/65.

[51] Kant 1784/1983, 23/33, italics in original.

[52] Kant 1784/1983, 20/31.

[53] Kant 1786/1983, 121/58; see also 1795/1983, 363/121.

[54] Kant notes a fundamental opposition between human desire and nature’s goals: “Man wills concord; but nature better knows what is good for the species: she wills discord” (1784/1983, 21/ 32).

[55] Kant 1784/1983, 28/38.

[56] Kant 1794/1983, 328/93.

Bibliography

[This is an excerpt from Stephen Hicks's Explaining Postmodernism: Skepticism and Socialism from Rousseau to Foucault (Scholargy Publishing, 2004, 2011). The full book is available in hardcover or e-book at Amazon.com. See also the Explaining Postmodernism page.]

Posted 2 years, 3 months ago at 5:17 pm.

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Identifying Kant’s key assumptions

[This excerpt is from Chapter 2 of Explaining Postmodernism: Skepticism and Socialism from Rousseau to Foucault]

Identifying Kant’s key assumptions

Kant’s strikingly skeptical conclusions depend upon philosophical assumptions that continue to inform contemporary debates between postmodernists and their foes. Most postmodernists take these assumptions to be solid, and many times their foes are at a loss to challenge them. Yet they are the assumptions that must be addressed if postmodernist conclusions are to be avoided. So it is worth highlighting them for future reference.

The first assumption is that the knowing subject’s having an identity is an obstacle to cognition. This assumption is implicit in many verbal formulations: the critics of objectivity will insist that the mind is not a diaphanous medium; nor is it a glossy mirror within which reality reflects itself; nor is it a passive tablet upon which reality writes. The assumption emerges when those facts are taken to disqualify the subject from awareness of reality. The assumption then is that for awareness of reality to occur, the mind would have to be a diaphanous medium, a glossy mirror, a passive tablet.[18] In other words, the mind would have to have no identity of its own; it would have to be nothing itself, and cognition would have to involve no causal processes. The mind’s identity and its causal processes are thus taken to be the enemies of cognition.

The diaphanous assumption is implicit in the relativity and causality of perception arguments that were part of the background problematic to Kant’s philosophy.

In the relativity-of-senses argument, the diaphanous assumption plays out as follows. We notice that one person reports seeing an object as red while another reports seeing it as gray. This puzzles us because it draws our attention to the fact that our sense organs differ in how they respond to reality. This is an epistemological puzzle, however, only if we assume that our sense organs should have nothing to do with our awareness of reality—that somehow awareness should occur by a pure stamping of reality upon our transparent minds. That is, it is a problem only if we assume our senses should operate diaphanously.

In the case of the causality of perception argument, the diaphanous assumption is involved if we are puzzled by the fact that consciousness requires that one’s brain be in a certain state, and that between that brain state and the object in reality is a causal process involving sense organs. This is puzzling only if we have previously assumed that awareness should be an unmediated phenomenon, that one’s brain being in the appropriate state should just somehow happen. That is, the causal process of perception is a puzzle only on the assumption that our senses should have no identity of their own but rather be a diaphanous medium.[19]

In the arguments based on the relativity and the causality of perception, the identity of our sense organs is taken to be the enemy of awareness of reality.

kant_50x64Kant generalized this point to all organs of consciousness. The subject’s mind is not diaphanous. It has identity: it has structures that limit what the subject can be aware of, and they are causally active. From this Kant inferred that the subject is prohibited from awareness of reality. Whatever we take our mind’s identity to be—in Kant’s case, the forms of sensibility and the categories—those causal processes block us. On the Kantian model, our minds’ structures are seen not as existing for the purpose of registering or responding to structures that exist in reality, but as existing for the purpose of imposing themselves upon a malleable reality.

The question to return to is: Is there not something perverse about making our organs of consciousness obstacles to consciousness?[20]

The second key assumption of Kant’s argument is that abstractness, universality, and necessity have no legitimate basis in our experiences. This assumption was not original to Kant, but had a long history in the traditional problem of universals and the problem of induction. Kant, however, following Hume, declared the problems to be in principle unsolvable on the realist/objectivist approach, and he institutionalized that declaration in the subsequent history of philosophy. In the case of abstract, universal concepts, the argument was that there is no way to account for their abstractness and universality empirically: Since what is given empirically is concrete and particular, abstractness and universality must be added subjectively. The parallel argument in the case of general and necessary propositions was that there is no way to account for their generality and necessity empirically: Since what is given empirically is particular and contingent, generality and necessity must be subjectively added.

Institutionalizing this premise is crucial for postmodernism, since what has been added subjectively can be taken away subjectively. Postmodernists, struck by and favoring contingency and particularity for a host of reasons, accept the Humean/Kantian premise that neither abstractness nor generality can be derived legitimately from the empirical.

References

[18] This is exactly Rorty’s key conclusion in Philosophy and the Mirror of Nature (1979).

[19] The diaphanous assumption is sometimes but not necessarily assisted by a lingering mind/body dualism in two ways. In one way, dualism encourages us to conceive of the mind as a ghostly, pure substance that somehow magically confronts and comes to know physical reality. In another way, such dualism posits a non-physical mind that is distinct from the physical sense organs and brain, and so immediately leads us to conceive of the physical senses and the brain as obstacles standing in the way of contact between mind and reality.

[20] See Kelley 1986 for an extended analysis and response to the diaphanous and Kantian theses.

Bibliography

[This is an excerpt from Stephen Hicks's Explaining Postmodernism: Skepticism and Socialism from Rousseau to Foucault (Scholargy Publishing, 2004, 2011). The full book is available in hardcover or e-book at Amazon.com. See also the Explaining Postmodernism page.]

Posted 2 years, 3 months ago at 3:47 pm.

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Why Kant is the turning point

[This excerpt is from Chapter 2 of Explaining Postmodernism: Skepticism and Socialism from Rousseau to Foucault]

Why Kant is the turning point

Kant was the decisive break with the Enlightenment and the first major step toward postmodernism. Contrary to the Enlightenment account of reason, Kant held that the mind is not a response mechanism but a constitutive mechanism. He held that the mind—and not reality—sets the terms for knowledge. And he held that reality conforms to reason, not vice versa. In the history of philosophy, Kant marks a fundamental shift from objectivity as the standard to subjectivity as the standard.

Wait a minute, a defender of Kant may reply. Kant was hardly opposed to reason. After all, he favored rational consistency and he believed in universal principles. So what is anti-reason about that? The answer is that more fundamental to reason than consistency and universality is a connection to reality. Any thinker who concludes that in principle reason cannot know reality is not fundamentally an advocate of reason. That Kant was in favor of consistency and universality is of derivative and ultimately inconsequential significance. Consistency with no connection to reality is a game based on subjective rules. If the rules of the game have nothing to do with reality, then why should everyone play by the same rules? These were precisely the implications the postmodernists were to draw eventually.

Kant was thus different from previous skeptics and religious apologists. Many earlier skeptics had denied that we can know anything, and many earlier religious apologists had subordinated reason to faith. But earlier skeptics had never been as sweeping in their conclusions. Earlier skeptics would identify particular cognitive operations and raise problems for them. Maybe a given experience is a perceptual illusion—thus undermining our confidence in our perceptual faculties; or maybe it is a dream—thus undermining our confidence in be distinguishing truth from fantasy; or maybe induction is only probabilistic—thus undermining our confidence in our generalizations; and so on. But the conclusion of those skeptical arguments would be merely that we cannot be sure that we are right about the way reality is. We might be, but we cannot guarantee it, the skeptics would conclude. Kant’s point was deeper, arguing that in principle any conclusion reached by any of our faculties must necessarily not be about reality. Any form of cognition, because it must operate a certain way, cannot put us in contact with reality. On principle, because our minds’ faculties are structured in a certain way, we cannot say what reality is. We can only say how our minds have structured the subjective reality we perceive. This thesis had been implicit in the works of some earlier thinkers, including Aristotle’s, but Kant made it explicit and drew the conclusion systematically.

Kant is a landmark in a second respect. Earlier skeptics had, despite their negative conclusions, continued to conceive of truth as correspondence to reality. Kant went a step further and redefined truth on subjective grounds. Given his premises, this makes perfect sense. Truth is an epistemological concept. But if our minds are in principle disconnected from reality, then to speak of truth as an external relationship between mind and reality is nonsense. Truth must be solely an internal relationship of consistency.

With Kant, then, external reality thus drops almost totally out of the picture, and we are trapped inescapably in subjectivity—and that is why Kant is a landmark. Once reason is in principle severed from reality, one then enters a different philosophical universe altogether.

kant-silhouette-75x134This interpretive point about Kant is crucial and controversial. An analogy may help drive the point home. Suppose a thinker argued the following: “I am an advocate of freedom for women. Options and the power to choose among them are crucial to our human dignity. And I am wholeheartedly an advocate of women’s human dignity. But we must understand that a scope of a woman’s choice is confined to the kitchen. Beyond the kitchen’s door she must not attempt to exercise choice. Within the kitchen, however, she has a whole feast of choices—whether to cook or clean, whether to cook rice or potatoes, whether to decorate in blue or yellow. She is sovereign and autonomous. And the mark of a good woman is a well-organized and tidy kitchen.” No one would mistake such a thinker for an advocate of woman’s freedom. Anyone would point out that there is a whole world beyond the kitchen and that freedom is essentially about exercising choice about defining and creating one’s place in the world as a whole. The key point about Kant, to draw the analogy crudely, is that he prohibits knowledge of anything outside our skulls. He gives reason lots to do within the skull, and he does advocate a well-organized and tidy mind, but this hardly makes him a champion of reason. The point for any advocate of reason is that there is a whole world outside our skulls, and reason is essentially about knowing it.

Kant’s contemporary Moses Mendelssohn was thus prescient in identifying Kant as “the all-destroyer.”[21] Kant did not take all of the steps down to postmodernism, but he did take the decisive one. Of the five major features of Enlightenment reason—objectivity, competence, autonomy, universality, and being an individual faculty—Kant rejects objectivity. Once reason is so severed from reality, the rest is details—details that are worked out over the next two centuries. By the time we get to the postmodernist account, reason is seen not only as subjective, but also as incompetent, highly contingent, relative, and collective. Between Kant and the postmodernists comes the successive abandonment of the rest of reason’s features.

References

[21] Quoted in Beck 1969, 337.

Bibliography

[This is an excerpt from Stephen Hicks's Explaining Postmodernism: Skepticism and Socialism from Rousseau to Foucault (Scholargy Publishing, 2004, 2011). The full book is available in hardcover or e-book at Amazon.com. See also the Explaining Postmodernism page.]

Posted 2 years, 3 months ago at 3:46 pm.

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After Kant: reality or reason, but not both

[This excerpt is from Chapter 2 of Explaining Postmodernism: Skepticism and Socialism from Rousseau to Foucault]

After Kant: reality or reason, but not both

Kant’s legacy to the next generation is a principled separation of subject and object, of reason and reality. His philosophy is thus a forerunner of postmodernism’s strong anti-realist and anti-reason stances.

After Kant, the story of philosophy is the story of German philosophy. Kant died early in the nineteenth century, just as Germany was beginning to replace France as the world’s leading intellectual nation, and it was German philosophy that set the program for the nineteenth century.

Understanding German philosophy is crucial to understanding the origins of postmodernism. Continental postmodernists such as Foucault and Derrida will cite Heidegger, Nietzsche, and Hegel as their major formative influences—all of them German thinkers. American postmodernists such as Rorty emerged primarily from the collapse of the Logical Positivist tradition, but will also cite Heidegger and pragmatism as major formative influences. When we look to the roots of Logical Positivism we find cultural Germans such as Wittgenstein and the members of the Vienna Circle. And when we look at pragmatism, we find it to be an Americanized version of Kantianism and Hegelianism. Postmodernism is thus the supplanting of the Enlightenment with its roots in seventeenth century English philosophy by the Counter-Enlightenment with its roots in late eighteenth-century German philosophy.

Kant is central to that story. By the time of his death Kant’s philosophy had conquered the German intellectual world,[22] and so the story of German philosophy became the story of extensions and reactions to Kant

Three broad strains of post-Kantian philosophy emerged. What shall we do, members of each strain asked, about the gulf between subject and object that Kant has said cannot be crossed by reason?

1. Kant’s closest followers decided to accept the gulf and live with it. Neo-Kantianism evolved during the nineteenth century, and by the twentieth century two main forms had emerged. One form was Structuralism, of which Ferdinand de Saussure was a prominent exponent, representing the broadly rationalist wing of Kantianism. The other was Phenomenology, of which Edmund Husserl was a prominent representative, representing the broadly empiricist wing of Kantianism. Structuralism was a linguistic version of Kantianism, holding that language is a self-contained, non-referential system, and that the philosophical task was to seek out language’s necessary and universal structural features, those features taken to underlie and be prior to the empirical, contingent features of language. Phenomenology’s focus was upon careful examination of the contingent flow of the experiential given, avoiding any existential inferences or assumptions about what one experiences, and seeking simply to describe experience as neutrally and as clearly as possible. In effect, the Structuralists were seeking subjective noumenal categories, and the Phenomenologists were content with describing the phenomena without asking what connection to an external reality those experiences might have.

Structuralism and Phenomenology came to prominence in the twentieth century, however, and so my focus next will be on the two strains of German philosophy that dominated the nineteenth century. For those two strains, Kant’s philosophy set a problem to be solved—though one to be solved within the constraints of Kant’s most fundamental premises.

2. The speculative metaphysical strain, best represented by Hegel, was dissatisfied with the principled separation of subject and object. This strain granted Kant’s claim that the separation cannot be bridged epistemologically by reason, and so proposed to bridge it metaphysically by identifying the subject with the object.

3. The irrationalist strain, best represented by Kierkegaard, was also dissatisfied by the principled separation of subject and object. It granted Kant’s claim that the separation cannot be bridged epistemologically by reason, and so proposed to bridge it epistemologically by irrational means.

Kantian philosophy thus set the stage for the reign of speculative metaphysics and epistemological irrationalism in the nineteenth century.

References

[22] See, e.g., Wood, in Kant 1996, vi; also Meinecke 1977, 25.

Bibliography

[This is an excerpt from Stephen Hicks's Explaining Postmodernism: Skepticism and Socialism from Rousseau to Foucault (Scholargy Publishing, 2004, 2011). The full book is available in hardcover or e-book at Amazon.com. See also the Explaining Postmodernism page.]

Posted 2 years, 3 months ago at 3:44 pm.

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Past posts for the new semester

know-thyself-235x100
A collection of posts relevant to my courses this semester:

Before Philosophy: Homer’s world

Why does philosophy begin with Thales?
Philosophy begins: Thales’ revolution

Socrates’ two bad arguments for not escaping
Quotations from Apology and Crito on reason and character

Who is the real father of modern philosophy? [Descartes versus Bacon]

Education: Locke versus Kant

Freud and original sin
Herbert Marcuse and the Frankfurt School [on the usefulness of Freud's theories to the Frankfurt School's social psychology and politics]
The best footnote ever [on micturation]

John Dewey on education as socialization

Why C. S. Lewis gives me the creeps
Freud and original sin [with a comparison of Lewis's and Freud's views on human nature]

Ayn Rand [at The Internet Encyclopedia of Philosophy]
Ayn Rand and Contemporary Business Ethics [pdf]

Roark and Keating: First meetings
Toohey’s five strategies of altruism
Gordon Prescott: Heidegger’s disciple?

Posted 2 years, 4 months ago at 9:06 am.

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Kant’s problematic from empiricism to rationalism

[This excerpt is from Chapter 2 of Explaining Postmodernism: Skepticism and Socialism from Rousseau to Foucault]

Kant’s problematic from empiricism and rationalism

In addition to his religious concerns, Kant was also grappling with the problems that the empiricists and the rationalists had run into in attempting to develop satisfactory accounts of reason.

For all of their differences, the empiricists and rationalists had agreed with the broadly Enlightenment conception of reason—that human reason is a faculty of the individual, that it is competent to know reality objectively, that it is capable of functioning autonomously and in accordance with universal principles. Reason so conceived underlay their confidence in science, human dignity, and the perfectibility of human institutions.

Of those five features of reason—objectivity, competence, autonomy, universality, and being an individual faculty—Kant concluded that the sad experience of recent philosophy demonstrated that the most fundamental of them, objectivity, must be abandoned. The failures of empiricism and rationalism had shown that objectivity is impossible.

For reason to be objective, it must have contact with reality. The most obvious candidate for such direct contact is sense-perception. On realist accounts, the senses give us our most direct contact with reality, and they thereby provide the material that reason then organizes and integrates into concepts, those concepts in turn becoming integrated into propositions and theories.

If, however, the senses give us only internal representations of objects, then an obstacle is erected between reality and reason. If reason is presented with an internal sensory representation of reality, then it is not aware directly of reality; reality then becomes something to be inferred or hoped for beyond a veil of sense-perception.

Two arguments had traditionally generated the conclusion that we are aware only of internal sensory representations. The first was based on the fact that sense-perception is a causal process. Since it is a causal process, the argument ran, it seems that one’s reason comes to be aware of an internal state at the end of the causal process and not of the external object that initiated the process. The senses, unfortunately, get in the way of our consciousness of reality. The second argument was based on the fact that the features of sense-perception vary from individual to individual and across time for any given individual. One individual sees an object as red while another sees it as gray. An orange tastes sweet—but not after tasting a spoonful of sugar. What then is the real color of the object or the real taste of the orange? It seems that neither can be said to be the real feature. Instead, each sense-perception must be merely a subjective effect, and one’s reason must be aware only of the subjective effect and not the external object.

What both of these arguments have in common is a recognition of the uncontroversial fact that our sense organs have an identity, that they work in specific ways, and that the form in which we experience reality is a function of our sense organs’ identities. And they have in common the crucial and controversial premise that our sense organs’ having an identity means that they become obstacles to direct consciousness of reality. This latter premise was critical for Kant’s analysis.

The empiricists had drawn from this analysis of sense-perception the conclusion that while we must rely on our sense perceptions, we must always be tentative with regard to our confidence in them. From sense-perception we can draw no certain conclusions. The rationalists had drawn the conclusions that sense-experience is useless as a source of significant truths and that for the source of such truths we must look elsewhere.

This brings us to abstract concepts. The empiricists, stressing the experiential source of all of our beliefs, had held that concepts too must be contingent. As based on sense-perception, concepts are two stages removed from reality and so less certain. And as groupings based on our choices, concepts are human artifices, so they and the propositions generated from them can have no necessity or universality ascribed to them.

The rationalists, agreeing that necessary and universal concepts could not be derived from sense-experience—but insisting that we do have necessary and universal knowledge—had concluded that our concepts must have a source somewhere other than in sense-experience. The problematic implication of this was that if concepts did not have their source in sense-experience, then it was hard to see how they could have any application to the sensory realm.

What these two analyses of concepts had in common is the following hard choice. If we think of concepts as telling us something universal and necessary, then we have to think of them as having nothing to do with the world of sense experience; and if we think of concepts as having something to do with the world of sense experience, then we have to abandon the idea of knowing any real universal and necessary truths. In other words, experience and necessity have nothing to do with each other. This premise too was critical for Kant’s analysis.

The rationalists and the empiricists had jointly struck a blow to the Enlightenment confidence in reason. Reason works with concepts. But now we were to accept either that reason’s concepts have little to do with the world of sense experience—in which case, science’s conception of itself as generating universal and necessary truths about the world of sense-experience was in big trouble—or we were to accept that reason’s concepts are merely provisional and contingent groupings of sense-experiences—in which case science’s conception of itself as generating universal and necessary truths about the world of sense-experience was in big trouble.

Thus, by the time of Kant, the Enlightenment philosophers’ account of reason was faltering on two counts. Given their analysis of sense-perception, reason seemed cut off from direct access to reality. And given their analysis of concepts, reason seemed either irrelevant to reality or limited to merely contingent truths.

kant-stamp-75x88Kant’s significance in the history of philosophy is that he absorbed the lessons of the rationalists and empiricists and, agreeing with the central assumptions of both sides, transformed radically the terms of the relationship between reason and reality.

[This is an excerpt from Stephen Hicks's Explaining Postmodernism: Skepticism and Socialism from Rousseau to Foucault (Scholargy Publishing, 2004, 2011). The full book is available in hardcover or e-book at Amazon.com. See also the Explaining Postmodernism page.]

Posted 2 years, 4 months ago at 5:13 pm.

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Kant’s essential argument

[This excerpt is from Chapter 2 of Explaining Postmodernism: Skepticism and Socialism from Rousseau to Foucault]

Kant’s essential argument

Kant began by identifying a premise common to both empiricists and rationalists. They had assumed that knowledge must be objective. That is, they took for granted that the object of knowledge sets the terms and that therefore it was up to the subject to identify the object on the object’s terms. In other words, the empiricists and the rationalists were realists: they believed that reality is what it is independently of consciousness, and that the purpose of consciousness is to come to an awareness of reality as it is. In Kant’s terms, they assumed that the subject is to conform to object.[7] Kant then noted that the realist/objectivist assumption had led repeatedly to failure, and—more strikingly—that it must necessarily lead to failure.

kant-silhouette-75x134To demonstrate this, Kant proposed a dilemma for all analyses of knowledge. The first premise of the dilemma is given at the beginning of the Transcendental Deduction. Here Kant states that knowledge of objects can come to be in only one of two ways.

There are only two possible ways in which synthetic representations [i.e., what one experiences] and their objects can establish connection, obtain necessary relation to one another, and, as it were, meet one another. Either the object alone must make the representation possible, or the representation alone must make the object possible.[8]

The terms of the dilemma are crucial, particularly for the first alternative. If we say that “the object alone must make the representation possible,” then we imply that the subject must have nothing to do with the process. The implication is that the subject can have no identity of its own, that the mind must not be anything in particular, that consciousness must be, to borrow a phrase, a purely “diaphanous” medium on which or through which reality writes itself.[9] In other words, Kant assumed—as had most thinkers before him—that objectivity presupposes naïve realism’s metaphysics of an identity-less subject.

But clearly that metaphysics of mind is hopeless. This was Kant’s next premise. The knowing subject is something: its processes are causal and definite, and they shape the subject’s awareness. In Kant’s words, when we experience “we always remain involved in conditions,” conditions that make our experiences a “finite synthesis.”[10]

This is why naïve realism has been an impossible project. The knowing subject is not a blank, identity-less tablet, so it cannot be that the object alone makes knowledge possible. Given its finite identity, the knowing subject is implicated in producing its experiences, and from the limited and conditioned experiences that are produced the subject cannot read off what is really real.

Thus we arrive at the second alternative, the one that Kant proposed as being true—namely that the representation makes the object possible. And thus we have part of the motivation for Kant’s “Copernican” revolution in philosophy, announced in the Second Preface.[11] Given that the knowing subject has an identity, we must abandon the traditional assumption that the subject conforms to the object. Accordingly, the converse must be true: the object must conform to the subject, and only if we make that assumption—i.e., only if we abandon objectivity for subjectivity—can we can make sense of empirical knowledge.

The second part of Kant’s motivation was attempting to make sense of necessary and universal concepts and propositions. Neither the rationalists nor the empiricists had found a way to derive them from experience. Kant again faulted their assumption of realism and objectivism. Those assumptions made the project impossible. “In the former case [i.e., the object alone making the representation possible], this relation is only empirical, and the representation is never possible a priori.”[12] Or putting the point in language Kant had learned from Hume, passive experience will never reveal what must be, for such experience “teaches us that a thing is so and so, but not that it cannot be otherwise.”[13]

So again we must infer that the converse is true: Necessity and universality must be functions of the knowing subject, not items impressed upon subjects by objects. If we assume that our identity as knowing subjects is implicated in constructing our experiences, then we can assume that our identity will generate certain necessary and universal features of our experiences.[14] Accordingly we have Kant’s central project in the first Critique of tracking down fourteen such constructive functions of the subject: space and time as two forms of sensibility, and the twelve categories. As a result of the operations of those constructive functions, we can find necessary and universal features within our experiential world—because we have put them there.

Now for the payoffs and trade-offs. The first payoff is that the phenomenal world of experience now has necessary and universal features built into it, so we get a nice, orderly world for science to explore. Science is rescued from the unintended skepticism that the empiricists and rationalists had reached, and its aspiration to discover necessary and universal truths is made possible.

But there is also the Kantian trade-off. The objects that science explores exist “only in our brain,”[15] so we can never come to know the world outside it. Since the phenomenal world’s necessary and universal features are a function of our subjective activities, any necessary and universal features that science discovers in the phenomenal world have application only in the phenomenal world. Science must work with experience and reason, and on Kantian grounds this means that science is cut off from reality itself.

[E]verything intuited in space or time, and therefore all objects of experience possible to us, are nothing but appearances, that is, mere representations, which in the manner in which they are represented, as extended beings, or as series of alterations, have no independent existence outside our thoughts.[16]

As for what has independent existence outside our thoughts, nobody knows or can know.

From Kant’s perspective, that is a trade-off he was happy to make, for science’s loss is religion’s gain. Kant’s argument, if successful, means that “all objections to morality and religion will be forever silenced, and this in Socratic fashion, namely, by the clearest proof of the ignorance of the objectors.”[17] Reason and science are now limited to playing with phenomena, leaving the noumenal realm untouched and untouchable. Having denied knowledge, room was made for faith. For who can say what is or is not out there in the real world?

References

[7] Kant 1781, Bxvi.

[8] Kant 1781, A92/B125.

[9] Kelley 1986, 22-24.

[10] Kant 1781, A483/B511.

[11] Kant 1781, Bxvi-Bxvii.

[12] Kant 1781, A92/B125.

[13] Kant 1781, B3.

[14] Kant 1781, Bxvii-Bxviii; A125-A126.

[15] Kant 1781, A484/B512.

[16] Kant 1781, B519/A491.

[17] Kant 1781, Bxxxi.

Bibliography

[This is an excerpt from Stephen Hicks's Explaining Postmodernism: Skepticism and Socialism from Rousseau to Foucault (Scholargy Publishing, 2004, 2011). The full book is available in hardcover or e-book at Amazon.com. See also the Explaining Postmodernism page.]

Posted 2 years, 4 months ago at 5:11 pm.

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Rousseau and the French Revolution

[This excerpt is from Chapter 4 of Explaining Postmodernism: Skepticism and Socialism from Rousseau to Foucault]

Rousseau and the French Revolution

rousseau-ramsay-50x61Rousseau died in 1778 when France was at the height of its Enlightenment. At the time of his death, Rousseau’s writings were well known in France, though he had not exerted the influence that he would when France entered its revolution. It was Rousseau’s followers who prevailed in the French Revolution, especially in its destructive third phase.

The revolution had started with the nobility. Spotting the weakness of the French monarchy, the nobles had succeeded in 1789 in forcing a meeting of the Estates-General, an institution that they usually controlled. Some of the nobles had hoped to enhance the power of the nobility at the expense of the monarchy, and some had hoped to institute Enlightenment reforms.

The nobles, however, were unable to form a unified coalition, and they were no match for the vigor of the liberal and radical delegates. Control of events slipped out of the hands of the nobles, and the Revolution entered a second, more liberal phase. The second phase was dominated by broadly Lockean liberals, and it was they who produced the Declaration of the Rights of Man and the Citizen.

The liberals, however, were in their turn no match for the vigor of the most radical members of the Revolution. As the members of the Girondin and Jacobin parties assumed greater power, the Revolution entered its third phase.

marat-j-p-75x94The Jacobin leaders were explicitly disciples of Rousseau. Jean-Paul Marat, who took on a disheveled and unbathed appearance, explained that he did so in order “to live simply and according to the precepts of Rousseau.” Louis de Saint-Just, perhaps the most bloodthirsty of the Jacobins, made his devotion to Rousseau clear in speeches to the National Convention. And speaking for the most radical of the revolutionaries, Maximilien Robespierre expressed the prevailing adoring opinion of the great man: “Rousseau is the one man who, through the loftiness of his soul and the grandeur of his character, showed himself worthy of the role of teacher of mankind.”

Under the Jacobins, the Revolution became more radical and more violent. Now the spokesmen for the general will, and having at their disposal plenty of the “universal compulsory force” that Rousseau had dreamed about with which to combat recalcitrant private wills, the Jacobins found it expedient that many die. The guillotine was busy as the radicals ruthlessly killed nobles, priests, and just about anyone whose politics was suspect. “We must not only punish traitors,” urged Saint-Just, “but all people who are not enthusiastic.” The nation had plunged into a brutal civil war, and in an enormously symbolic act, Louis XVI and Marie Antoinette were executed in 1793. That only made things worse, and all of France declined into the Reign of Terror.

robespierre-78x75The Terror ended with the arrest and execution of Robespierre in 1794, but it was too late for France. Its energies were dissipated, the nation was exhausted, and a power vacuum emerged that Napoleon Bonaparte would fill.

The story of the Counter-Enlightenment then shifts to the German states. Among German intellectuals, there had been some early sympathy for the French Revolution. German intellectuals were not ignorant of the Enlightenment in England and France. Several were attracted by Enlightenment themes, and in the mid-1700s Frederick the Great had attracted to Berlin several Enlightenment-minded scientists and other intellectuals. Berlin for a while was a hotbed of French and English influences.

For the most part, however, the Enlightenment had made a few inroads among intellectuals in the German states. Politically and economically, Germany was a set of feudal states. Serfdom would not be abolished until the nineteenth century. The majority of the population was uneducated and agrarian. Most were deeply religious, dominantly Lutheran. Unthinking obedience to God and to one’s feudal lord had been ingrained for centuries. This was especially true in Prussia, whose people Gotthold Lessing called “the most servile in Europe.”

So among the Germans the reports of the Terror of the French Revolution caused horror: They killed their king and queen. They hunted down priests, cut off their heads, and paraded up and down the streets of Paris with the heads stuck on the ends of pikes.

Yet the lesson most German intellectuals took from the Revolution was not that Rousseauian philosophy was the culprit. To most, the culprit was clearly the Enlightenment philosophy. The Enlightenment was anti-feudal, they noted, and the Revolution was a practical demonstration of what that means—the wholesale slaughtering of one’s sovereign lords and ladies. The Enlightenment was anti-religion, they noted, and the Revolution is a practical demonstration of what that means—killing holy men and burning down churches.

But from the German perspective, the situation became worse, for out of the power vacuum in France arose Napoleon.

bonaparte-dabos-apsley-house-75x98Napoleon was also provided an opportunity by a weakened feudal Europe. Europe’s hundreds of small dynastic units were no match for Napoleon’s new military tactics and his sheer audacity. Napoleon ran roughshod over old feudal Europe, swept into the German states, defeated the Prussians in 1806, and proceeded to change everything.

From the perspective of the Germans, Napoleon was not only a foreign conqueror, he was a product of the Enlightenment. Where he conquered and ruled, he extended equality before the law, opened government offices to the middle class, and guaranteed private property. On matters of religion, he destroyed the ghettoes, gave Jews freedom of religion, and gave them the right to own land and practice all trades. He opened secular public schools, and modernized Europe’s transportation network.

Napoleon outraged many powerful forces in doing so. He abolished guilds. He angered the clergy by abolishing church courts, tithes, monasteries, convents, ecclesiastical states, and he seized much church property. He angered the nobles by abolishing feudal estates and feudal dues, by breaking up large estates, and generally by lessening the power of the nobles over the peasantry. He functioned, in effect from the Enlightenment perspective, as a benevolent dictator, as one who embraced many of the modern ideals but who used the full force of government to impose them.

His dictatorial impositions went further. He enacted censorship wherever he went, conscripted subjugated peoples to fight foreign battles, and taxed subjugated peoples to finance France.

So now most German intellectuals faced a serious crisis. The Enlightenment, as they saw it, was not merely a foreign disaster across the Rhine—it was a dictatorial presence ruling Germany in the person of Napoleon Bonaparte. How, wondered every German, did Napoleon win? What did the Germans do wrong? What was to be done?

kant_50x64The poet Johann Hölderlin, Hegel’s roommate in college, declared: “Kant is the Moses of our nation.” For the story of how the now-dead Kant was to lead Germany out of bondage, we return to Königsberg.
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[This is an excerpt from Stephen Hicks's Explaining Postmodernism: Skepticism and Socialism from Rousseau to Foucault (Scholargy Publishing, 2004, 2011). The full book is available in hardcover or e-book at Amazon.com. See also the Explaining Postmodernism page.]

Posted 2 years, 4 months ago at 8:39 am.

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